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Listing Rules
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401	Chapter 19 EQUITY SECURITIES OVERSEAS ISSUERS Preliminary[removed]The Exchange Listing Rules apply as much to overseas issuers as they do to Hong Kong issuers, subject to the additional requirements, modifications or excep Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 07:37:12 Financial economics 73rd United States Congress Investment Finance SEC filings Securities Act Qualified institutional placement United States Securities and Exchange Commission United States securities law Stock market
402	The Enforcement of the Listing Rules by the Exchange Under section 21 of the Securities and Futures Ordinance, the Exchange has a statutory duty to ensure, as far as reasonably practicable, an orderly, informed and fair Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-11 23:48:18 Management Regulatory compliance United States corporate law Private law Auditing Law Growth Enterprise Market Compliance and ethics program Corporations law Business Corporate governance
403	Amendments to Main Board Listing Rules[removed]Subject to rule 13.52A, where an issuer is obliged to publish any announcements, circulars or other documents for the purposes of the Exchange Listing Rules, the documents nee Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-01-27 21:35:50 United States securities law United States Securities and Exchange Commission
404	Chapter 30 DEBT SECURITIES DEBT ISSUES TO PROFESSIONAL INVESTORS ONLY Introduction[removed]This Chapter deals with debt issues to professional investors only. It sets out the qualifications for listing, application procedu Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 20:55:16 Investment Finance Securities Security Growth Enterprise Market Bond Warrant Initial public offering Listing Rules Financial economics Stock market Corporate finance
405	Amendments to GEM Listing Rules[removed]Subject to rule 17.53A, where an issuer is obliged to publish any announcements, circulars or other documents for the purposes of the GEM Listing Rules, the documents need not be sub Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-01-27 02:21:49
406	The principal objective of the Stock Exchange is to 1 provide an orderly, informed and fair market for the trading of securities. In common with other jurisdictions there are arrangements in place in Hong Kong for the re Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-01-20 09:02:52 Stock market Listing Rules United Kingdom company law Growth Enterprise Market Stock exchange Hong Kong Exchanges and Clearing Tel Aviv Stock Exchange Stock Exchange of Thailand Economy of Asia Financial economics Asia
407	The Stock Exchange of Hong Kong Limited Practice Note 2 to the Rules Governing the Listing of Securities on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited (the “GEM Listing Rules”) Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 08:11:13 Private law Due diligence Civil recognition of Jewish divorce Law Growth Enterprise Market Contract law
408	NOTES TO THE ACCOUNTS 1 Statement of Compliance These accounts have been prepared in compliance with the Hong Kong Companies Ordinance and the applicable disclosure provisions of the Rules Governing the Listing of Secur Add to Reading List Source URL: www.mtr.com.hk Language: English - Date: 2012-03-28 04:30:34 Generally Accepted Accounting Principles Historical cost Requirements of IFRS Income statement Deferred tax Balance sheet Valuation Depreciation Book value Accountancy Finance Business
409	Appendix 5 Forms Relating to Applications for Listing Listing Application Form (For Equity Securities and Debt Securities) Form A1 (To be typed or copied under the letter-head of the sponsor, who is arranging for the app Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 20:44:04 Finance Security Listing Rules Depositary receipt Stock exchange Stock Indian Depository Receipt Qualified institutional placement Stock market Financial economics Investment
410	Appendix 7 Part D Type of Security: Debt Type of Issuer: States and Supranationals This Agreement is entered into between . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 07:37:09 Stock market Business United States securities law Security Settlement Underwriting Listing Rules Securities Act SEC filing Securities Financial economics Finance

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